Compliance


As a member of the Financial Intermediary Association of Southern Africa (FIA) we are duty bound to observe the FIA Code of Coduct which can be viewed by clicking here.

We invite you to view or download the following compliance notices as is applicable to you:
 
 
FSB FAIS License - click here
FAIS Statutory disclosure notice - all policies - click here
Client advice notice 1 (a) Commecial Insurable Risks - click here
Client advice notice 1 (b) Domestic Insurable Risks - click here
Client advice notice 2 (a) Commercial Non-Insurable Risks - click here
Client advice notice 2 (b) Domestic Non-Insurable Risks - click here
Client advice notice 3 (a) Commecial Insurance - General Considerations - click here
Client advice notice 3 (b) Domestic Insurance - General Considerations - click here
Conflict of Interest policy - click here
Complaints policy and procedures - click here
Code of Conduct - click here
BEE Certificate - click here
Manual in respect of the Promotion of Acces to Information Act No. 2 of 2000 - clickhere
REQUEST FORM FOR ACCESS TO RECORD OF PRIVATE BODY  in terms of section 53(1) of the Promotion of Access to Information Act, 2000
 (Act No. 2 of 2000) - click here
Binder Regulations Guidelines - click here
Tax Clearance Certificate 2012/2013 - click here


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